Business Lit Flashcards: This act was passed to regulate the giving of advice to clients in the financial industry. The Act has its own code of conduct and it describes who can work as an advisor, the duties of financial service providers and intermediaries, and the qualifications required to work as an advisor

Question

This act was passed to regulate the giving of advice to clients in the financial industry. The Act has its own code of conduct and it describes who can work as an advisor, the duties of financial service providers and intermediaries, and the qualifications required to work as an advisor

Natasha Van Graan · Accepted Answer

Financial Advisory and Intermediaries Services Act 37 of 2002 (FAIS)

Business Lit Flashcards

This act was passed to regulate the giving of advice to clients in the financial industry. The Act has its own code of conduct and it describes who can work as an advisor, the duties of financial service providers and intermediaries, and the qualifications required to work as an advisor

Financial Advisory and Intermediaries Services Act 37 of 2002 (FAIS)

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